Trade Compliance Analyst - Vancouver 48373

Pay rate: $27.33/ Hour
Hours: 37.5 hours/week


Advantages
●Gain experience working for a leading and globally recognized organization
●Earn a competitive rate within the industry
●Hybrid role
●Start date is ASAP


Responsibilities
As a Trade Compliance Analyst, your duties will include but not limited to:

•Investment Restrictions Coding and Alert Monitoring
•Providing feedbacks on code-ability of all applicable investment restrictions at new account onboarding or fund launch process.
•Working closely with Portfolio Managers, Products Management, and Compliance teams on the interpretation of the restrictions/rules.
•Reviewing all clients and fund investment policy statements
•Reviewing and testing rules to identify deficiencies and confirming the coded rules result in the desired outcomes.
•Documenting proper process flows and test results.
•Providing coverage in monitoring of pre and post trade alerts in all applicable systems
•Assisting with reporting management information requested by global team.
•Assisting with the preparation of quarterly and semi-annual Certificates of Compliance for certain Institutional clients.
•Monitoring and resolving trade and new security and accounts data exceptions.
•Responding to data queries and communicate with internal stakeholders as necessary.
•Supporting business to review and resolve data related issues.
•Ensuring global data policies and standards are adhered to.
•Supporting the generation of management information and other data related requests.
•Reviewing staled, delisted, suspended and defaulted securities.
•Ensuring the AMCA Pricing and Valuation Policies and Guidelines are adhered to.
•Providing administrative support for Proxies that required investment manager’s attention.
•Completing ad hoc requests and assisting with projects as they arise
•Updating procedures as required.


Qualifications
•Undergraduate degree in Finance or other related quantitative disciplines
•Comfortable with handling raw data
•Has interest in the investment management industry
•Strong analytical skill and problem-solving skill
•Go-getter attitude. Self motivated. Detail oriented

Nice to have:
•1-3 years of related work experience in investment management industry
•Trading knowledge, asset management industry experience
•Demonstrated understanding of various financial markets, asset classes and security types (Previous work experience with asset management or wealth management is ideal)
•Solid understanding of Canadian investment vehicles and local securities legislation. Completion of CSC
•Experience using Charles River System, Bloomberg AIM, Markit Enterprise Data Management (EDM)



Summary
Interested in the Trade Compliance Analyst in Vancouver? Apply online today!
Candidates moving towards the next step of the recruitment process will be contacted.


Randstad Canada is committed to fostering a workforce reflective of all peoples of Canada. As a result, we are committed to developing and implementing strategies to increase the equity, diversity and inclusion within the workplace by examining our internal policies, practices, and systems throughout the entire lifecycle of our workforce, including its recruitment, retention and advancement for all employees. In addition to our deep commitment to respecting human rights, we are dedicated to positive actions to affect change to ensure everyone has full participation in the workforce free from any barriers, systemic or otherwise, especially equity-seeking groups who are usually underrepresented in Canada's workforce, including those who identify as women or non-binary/gender non-conforming; Indigenous or Aboriginal Peoples; persons with disabilities (visible or invisible) and; members of visible minorities, racialized groups and the LGBTQ2+ community.

Randstad Canada is committed to creating and maintaining an inclusive and accessible workplace for all its candidates and employees by supporting their accessibility and accommodation needs throughout the employment lifecycle. We ask that all job applications please identify any accommodation requirements by sending an email to accessibility@randstad.ca to ensure their ability to fully participate in the interview process.