Do you have experience in the financial services industry in a compliance capacity? Are you eager to gain some experience in the financial services industry? Do you have excellent organizational skills? If so, we have the role you are looking for!
We are currently looking for individuals to join our client, one of Canada's largest insurance and financial services companies, as a Compliance Analyst.
...
This role is open to candidates in Toronto location
Advantages
- Work for one of Canada's largest insurance and financial services companies
- Work with a friendly and easy-going team
- Working Days: Monday – Friday
- Hybrid role
- 12-month contract
- Pay Rate: $31.50/hr
- Jan 3rd, 2023 start date
Workers placed through Randstad are eligible for preferred rates on health, dental, and life insurance. This Value-add program will provide a wide range of options to suit your needs.
Responsibilities
As a Compliance Analyst, your duties will include but not limited to:
•Providing compliance monitoring and reporting in support of the company Investment Management Global Compliance Program covering company Investment Management Canada
•Being responsible for portfolio monitoring of individual US & Canadian portfolios which include mutual funds, pension funds, segregated funds and pooled funds, to ensure compliance with all regulatory requirements, company's compliance policies and procedures and clients' investment guidelines
•Providing immediate day-to-day support, advice and guidance to business units on compliance issues
•Liaising with business partners on the development and launch of new products and provide guidance from a regulatory perspective
•Supporting the compliance team in responding to audits and regulatory reviews
•Assisting in the development of the Compliance program at company Investment Management through effective communication with business partners and active participation in projects and discussions aimed at evolving the overall compliance culture
•Creating and preparing memos, reports and bulletins communicating regulatory updates of compliance issues for distribution internally or to various committees in a concise and professional manner
•Cross-training and providing back-up to other Compliance Officers as required
•Receiving other duties as assigned by AVP Investment Compliance
Qualifications
•3-5 years of related experience in the financial services industry in a compliance capacity, or other professional capacity requiring analytic ability
•Successful completion of the Canadian Securities Course or relevant work.
•Ability to develop and maintain strong relationships with compliance team members
•Excellent organizational skills with the ability to meet deadlines in a fast paced environment with changing priorities
•Ability to work with multiple objectives, and conflicting priorities.
•Ability to readily recognize the impact of current or potential compliance issues.
•Ability to develop and deliver effective communication to improve business unit understanding of compliance issues.
•Strong written and verbal communication skills, with the ability to simplify complicated messages relating to compliance issues.
Nice to have:
•Bloomberg experience and CMGR/ VMGR Module experience is an asset
•CFA Institute Exam is an asset
Summary
If you are interested in the Compliance Analyst, please apply online at www.randstad.ca.
Randstad Canada is committed to fostering a workforce reflective of all peoples of Canada. As a result, we are committed to developing and implementing strategies to increase the equity, diversity and inclusion within the workplace by examining our internal policies, practices, and systems throughout the entire lifecycle of our workforce, including its recruitment, retention and advancement for all employees. In addition to our deep commitment to respecting human rights, we are dedicated to positive actions to affect change to ensure everyone has full participation in the workforce free from any barriers, systemic or otherwise, especially equity-seeking groups who are usually underrepresented in Canada's workforce, including those who identify as women or non-binary/gender non-conforming; Indigenous or Aboriginal Peoples; persons with disabilities (visible or invisible) and; members of visible minorities, racialized groups and the LGBTQ2+ community.
Randstad Canada is committed to creating and maintaining an inclusive and accessible workplace for all its candidates and employees by supporting their accessibility and accommodation needs throughout the employment lifecycle. We ask that all job applications please identify any accommodation requirements by sending an email to accessibility@randstad.ca to ensure their ability to fully participate in the interview process.
show more
Do you have experience in the financial services industry in a compliance capacity? Are you eager to gain some experience in the financial services industry? Do you have excellent organizational skills? If so, we have the role you are looking for!
We are currently looking for individuals to join our client, one of Canada's largest insurance and financial services companies, as a Compliance Analyst.
This role is open to candidates in Toronto location
Advantages
- Work for one of Canada's largest insurance and financial services companies
- Work with a friendly and easy-going team
- Working Days: Monday – Friday
- Hybrid role
- 12-month contract
- Pay Rate: $31.50/hr
- Jan 3rd, 2023 start date
Workers placed through Randstad are eligible for preferred rates on health, dental, and life insurance. This Value-add program will provide a wide range of options to suit your needs.
Responsibilities
As a Compliance Analyst, your duties will include but not limited to:
•Providing compliance monitoring and reporting in support of the company Investment Management Global Compliance Program covering company Investment Management Canada
...
•Being responsible for portfolio monitoring of individual US & Canadian portfolios which include mutual funds, pension funds, segregated funds and pooled funds, to ensure compliance with all regulatory requirements, company's compliance policies and procedures and clients' investment guidelines
•Providing immediate day-to-day support, advice and guidance to business units on compliance issues
•Liaising with business partners on the development and launch of new products and provide guidance from a regulatory perspective
•Supporting the compliance team in responding to audits and regulatory reviews
•Assisting in the development of the Compliance program at company Investment Management through effective communication with business partners and active participation in projects and discussions aimed at evolving the overall compliance culture
•Creating and preparing memos, reports and bulletins communicating regulatory updates of compliance issues for distribution internally or to various committees in a concise and professional manner
•Cross-training and providing back-up to other Compliance Officers as required
•Receiving other duties as assigned by AVP Investment Compliance
Qualifications
•3-5 years of related experience in the financial services industry in a compliance capacity, or other professional capacity requiring analytic ability
•Successful completion of the Canadian Securities Course or relevant work.
•Ability to develop and maintain strong relationships with compliance team members
•Excellent organizational skills with the ability to meet deadlines in a fast paced environment with changing priorities
•Ability to work with multiple objectives, and conflicting priorities.
•Ability to readily recognize the impact of current or potential compliance issues.
•Ability to develop and deliver effective communication to improve business unit understanding of compliance issues.
•Strong written and verbal communication skills, with the ability to simplify complicated messages relating to compliance issues.
Nice to have:
•Bloomberg experience and CMGR/ VMGR Module experience is an asset
•CFA Institute Exam is an asset
Summary
If you are interested in the Compliance Analyst, please apply online at www.randstad.ca.
Randstad Canada is committed to fostering a workforce reflective of all peoples of Canada. As a result, we are committed to developing and implementing strategies to increase the equity, diversity and inclusion within the workplace by examining our internal policies, practices, and systems throughout the entire lifecycle of our workforce, including its recruitment, retention and advancement for all employees. In addition to our deep commitment to respecting human rights, we are dedicated to positive actions to affect change to ensure everyone has full participation in the workforce free from any barriers, systemic or otherwise, especially equity-seeking groups who are usually underrepresented in Canada's workforce, including those who identify as women or non-binary/gender non-conforming; Indigenous or Aboriginal Peoples; persons with disabilities (visible or invisible) and; members of visible minorities, racialized groups and the LGBTQ2+ community.
Randstad Canada is committed to creating and maintaining an inclusive and accessible workplace for all its candidates and employees by supporting their accessibility and accommodation needs throughout the employment lifecycle. We ask that all job applications please identify any accommodation requirements by sending an email to accessibility@randstad.ca to ensure their ability to fully participate in the interview process.
show more
