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regulatory compliance assurance analyst, Toronto

randstad canada
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job details

toronto, ontario
finance and accounting
job type
reference number
randstad canada
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job description

Are you a compliance, risk, or audit professional with previous experience in the financial services industry? Have you previously been responsible for handling regulatory compliance activities? Are you looking for a new opportunity to develop your skills in a leading corporate environment? If so, we have an excellent opportunity for you! We are currently looking for a Regulatory Compliance Analyst to support our client, a globally recognized financial institution, in their downtown Toronto office.

In this role you will work full time hours on a 6 month assignment, and earn a competitive rate within the industry. As a Regulatory Compliance Analyst you will be responsible for developing and executing the assurance program to support the oversight of the Compliance Risk. The objective of the program is to validate compliance with internal and external policies and procedures and with laws and regulations that are applicable to Canada’s banking activities. This will include but not be limited to:

• Assist in developing the monitoring, and testing plan within the assigned area of responsibility.
• Lead/execute the monitoring and testing activities in accordance with the Monitoring and Testing Plan.
• Challenge business leaders, the first line of defense, in a constructive and collaborative manner when necessary to ensure potential compliance risk issues are discussed, understood and agreed upon.
• Prepare reports of findings of the monitoring and testing activities for senior management and other stakeholders.
• Ensure management have established appropriate action plans to remediate control deficiencies and incidents of non-compliance.
• Manage issue resolution tracking and testing, including the initiation, development and delivery of products, programs and strategies responsive to the issues.
• Function effectively within a matrix organisational structure, collaborating with Compliance teams supporting global regions and diverse products to facilitate appropriate levels of information sharing and coordination related to Compliance Testing.
• Keep Compliance, Business and Functional management informed of significant matters and oversee a governance process designed to communicate timely and relevant information to Senior Management as well as Local/ Regional Management, via both established dashboards and other vehicles.

• Develop your skills working for a globally recognized financial institution
• Work full time hours on a 6 month assignment
• Earn a rate competitive within the industry
• Downtown Toronto, ON location

• Minimum of 3+ years proven compliance and/or business accounting experience
• Minimum of 3+ years proven audit experience
• Minimum of 3+ years experience in process testing, or quality assurance environment
• Professional designation such as CPA, CIA or CISA strongly preferred
• Experience of a wide range of business activity, product lines and regulatory topics including consumer provisions and consumer disclosures within a bank setting
• Excellent communication skills both oral and written in English
• Ability to manage conflicting priorities effectively and proven ability to meet challenging deadlines.


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Randstad Professionals Canada
Randstad Canada is committed to building a diverse workforce reflective of the diversity of Canada. As a result, we promote employment equity and encourage candidates, especially those who identify as a woman, an Aboriginal person, a person with a disability or a member of a visible minority group, and any others who may contribute to the diversification of our workforce, to apply.

Randstad Canada is also committed to developing an inclusive, barrier-free selection processes and work environments.If contacted in relation to a job opportunity, you should advise your Randstad Representative or your local Randstad branch in a timely fashion of the accommodation measures which must be taken to enable you to be assessed in a fair and equitable manner.Information received relating to accommodation measures will be addressed confidentially.

For all feedback on equity and accommodation needs, please contact your local Randstad Canada Branch.