We're partnering with a leading organization that's expanding its strategic footprint into a new Investment Dealer, and they're looking for an Audit Manager, Professional Practices to join their Retail Wealth Enablement, Operations department. This team is at the forefront of launching and nurturing their wealth management segment, with a critical focus on operational excellence and "first time right" process design. If you're passionate about optimizing processes, building strong relationships, and driving innovation in a cost-conscious environment, this role offers an exciting opportunity to contribute to the establishment of a market-competitive Investment Dealer.
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Advantages
This is a 6-month contract with a strong preference for conversion to a full-time position, offering stability and long-term career potential within a growing department. You'll play a pivotal role in shaping the operational backbone of a new investment dealer, allowing you to make a significant impact from day one. This role also offers a hybrid work model, requiring only two days a week in their modern Toronto office, providing excellent flexibility.
Responsibilities
As an Audit Manager, Professional Practices, you'll be responsible for a diverse range of activities, from strategic planning to the hands-on execution of wealth management solutions. Your key responsibilities will include:
-Subject Matter Expertise: Acting as a go-to expert on initiatives related to day-to-day operational processes.
-Operational Excellence: Driving seamless and efficient operations within the wealth business through best-in-class process design and implementation.
-Stakeholder Liaison: Cultivating and maintaining robust working relationships with both internal stakeholders (advisors, compliance, product teams, management) and external partners (carrying brokers, third-party vendors, manufacturers).
-Ongoing Support: Providing crucial support for various projects aimed at establishing and enhancing the dealer platform.
-Processing: Managing securities dealer processes and daily requirements, including transaction processing, reconciliations, fee management, account management, and other operational tasks.
-Special Projects: Taking on additional special projects as requested, demonstrating adaptability and a proactive approach.
Qualifications
Must-Haves
-Experience: 2-5 years of experience within the investment industry.
-Education: A university degree.
-Industry Knowledge: Strong understanding of the investment management industry and its products and services within the financial services market.
-Analytical Skills: Excellent analytical capabilities.
-Technical Proficiency: Advanced Microsoft Excel and other essential technical skills.
-Attention to Detail: Exceptional attention to detail.
-Time Management: Excellent time management skills.
-Communication: Strong writing and communication skills.
-Problem-Solving: A proven aptitude for problem-solving.
-Teamwork: Demonstrated initiative and a strong ability to work collaboratively within a team.
Nice-to-Haves
-Professional Designation: Enrollment in or completion of a professional designation (e.g., MBA, CFA).
-Bilingualism (French/English): Required only for candidates based in Quebec, as the position reports to a unilingual English-speaking manager outside of Quebec.
Summary
This is an exceptional opportunity for a driven Audit Manager, Professional Practices to join a dynamic team in Toronto. If you have a solid background in the investment industry, a keen eye for operational excellence, and a passion for building strong relationships, we encourage you to apply. You'll contribute significantly to the launch and success of a new Investment Dealer, gaining valuable experience in a rapidly evolving sector.
Randstad Canada is committed to fostering a workforce reflective of all peoples of Canada. As a result, we are committed to developing and implementing strategies to increase the equity, diversity and inclusion within the workplace by examining our internal policies, practices, and systems throughout the entire lifecycle of our workforce, including its recruitment, retention and advancement for all employees. In addition to our deep commitment to respecting human rights, we are dedicated to positive actions to affect change to ensure everyone has full participation in the workforce free from any barriers, systemic or otherwise, especially equity-seeking groups who are usually underrepresented in Canada's workforce, including those who identify as women or non-binary/gender non-conforming; Indigenous or Aboriginal Peoples; persons with disabilities (visible or invisible) and; members of visible minorities, racialized groups and the LGBTQ2+ community.
Randstad Canada is committed to creating and maintaining an inclusive and accessible workplace for all its candidates and employees by supporting their accessibility and accommodation needs throughout the employment lifecycle. We ask that all job applications please identify any accommodation requirements by sending an email to accessibility@randstad.ca to ensure their ability to fully participate in the interview process.
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We're partnering with a leading organization that's expanding its strategic footprint into a new Investment Dealer, and they're looking for an Audit Manager, Professional Practices to join their Retail Wealth Enablement, Operations department. This team is at the forefront of launching and nurturing their wealth management segment, with a critical focus on operational excellence and "first time right" process design. If you're passionate about optimizing processes, building strong relationships, and driving innovation in a cost-conscious environment, this role offers an exciting opportunity to contribute to the establishment of a market-competitive Investment Dealer.
Advantages
This is a 6-month contract with a strong preference for conversion to a full-time position, offering stability and long-term career potential within a growing department. You'll play a pivotal role in shaping the operational backbone of a new investment dealer, allowing you to make a significant impact from day one. This role also offers a hybrid work model, requiring only two days a week in their modern Toronto office, providing excellent flexibility.
Responsibilities
...
As an Audit Manager, Professional Practices, you'll be responsible for a diverse range of activities, from strategic planning to the hands-on execution of wealth management solutions. Your key responsibilities will include:
-Subject Matter Expertise: Acting as a go-to expert on initiatives related to day-to-day operational processes.
-Operational Excellence: Driving seamless and efficient operations within the wealth business through best-in-class process design and implementation.
-Stakeholder Liaison: Cultivating and maintaining robust working relationships with both internal stakeholders (advisors, compliance, product teams, management) and external partners (carrying brokers, third-party vendors, manufacturers).
-Ongoing Support: Providing crucial support for various projects aimed at establishing and enhancing the dealer platform.
-Processing: Managing securities dealer processes and daily requirements, including transaction processing, reconciliations, fee management, account management, and other operational tasks.
-Special Projects: Taking on additional special projects as requested, demonstrating adaptability and a proactive approach.
Qualifications
Must-Haves
-Experience: 2-5 years of experience within the investment industry.
-Education: A university degree.
-Industry Knowledge: Strong understanding of the investment management industry and its products and services within the financial services market.
-Analytical Skills: Excellent analytical capabilities.
-Technical Proficiency: Advanced Microsoft Excel and other essential technical skills.
-Attention to Detail: Exceptional attention to detail.
-Time Management: Excellent time management skills.
-Communication: Strong writing and communication skills.
-Problem-Solving: A proven aptitude for problem-solving.
-Teamwork: Demonstrated initiative and a strong ability to work collaboratively within a team.
Nice-to-Haves
-Professional Designation: Enrollment in or completion of a professional designation (e.g., MBA, CFA).
-Bilingualism (French/English): Required only for candidates based in Quebec, as the position reports to a unilingual English-speaking manager outside of Quebec.
Summary
This is an exceptional opportunity for a driven Audit Manager, Professional Practices to join a dynamic team in Toronto. If you have a solid background in the investment industry, a keen eye for operational excellence, and a passion for building strong relationships, we encourage you to apply. You'll contribute significantly to the launch and success of a new Investment Dealer, gaining valuable experience in a rapidly evolving sector.
Randstad Canada is committed to fostering a workforce reflective of all peoples of Canada. As a result, we are committed to developing and implementing strategies to increase the equity, diversity and inclusion within the workplace by examining our internal policies, practices, and systems throughout the entire lifecycle of our workforce, including its recruitment, retention and advancement for all employees. In addition to our deep commitment to respecting human rights, we are dedicated to positive actions to affect change to ensure everyone has full participation in the workforce free from any barriers, systemic or otherwise, especially equity-seeking groups who are usually underrepresented in Canada's workforce, including those who identify as women or non-binary/gender non-conforming; Indigenous or Aboriginal Peoples; persons with disabilities (visible or invisible) and; members of visible minorities, racialized groups and the LGBTQ2+ community.
Randstad Canada is committed to creating and maintaining an inclusive and accessible workplace for all its candidates and employees by supporting their accessibility and accommodation needs throughout the employment lifecycle. We ask that all job applications please identify any accommodation requirements by sending an email to accessibility@randstad.ca to ensure their ability to fully participate in the interview process.
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